(Cite
as: 827 F.2d 1058)
Bob & Alice MOZERT, individually and as guardians ad litem for
Travis Mozert
and Sundee L. Mozert, et al., Plaintiffs-Appellees,
v.
HAWKINS COUNTY BOARD OF EDUCATION, (Hawkins County Public
Schools), (86-
6144/87-5024), Defendant-Appellant,
Charles Smith, Commissioner of Education of the State of Tennessee
(86-6179),
Intervening Defendant-Appellant,
James Childress; Doug Cloud; Conley E. Bailey; Larry Elkins;
Harold E.
Silvers, Jr.; Jean Price; Quentin Dykes and James Salley
(86-6180),
Defendants-Appellants.
Nos. 86-6144, 86-6179, 86-6180 and 87-5024.
United States Court of Appeals,
Sixth Circuit.
Argued July 9, 1987.
Aug. 24, 1987.
Rehearing and Rehearing En Banc Denied Oct. 5, 1987.
School children and their parents brought
action seeking injunctive relief and money damages for alleged violation of
their First Amendment right to free exercise of religion. The United States
District Court for the Eastern District of Tennessee, 579 F.Supp. 1051, limited
plaintiffs' allegations and subsequently granted defendants' motion to dismiss,
582 F.Supp. 201, and plaintiffs appealed. The Court of Appeals, 765 F.2d 75,
reversed and remanded. On remand, the District Court, 647 F.Supp. 1194, Thomas
Gray Hull, J., held that requiring children to read from textbooks they found
offensive to their religious beliefs burdened students' rights of free exercise
of religion, granted injunction against required reading and awarded damages.
Appeal was brought. The Court of Appeals, Lively, Chief Judge, held that
requirement that public school students study basic reader series chosen by
school authorities did not create unconstitutional burden under free exercise
clause.
Reversed and remanded with directions to
dismiss complaint.
Cornelia G. Kennedy and Boggs, Circuit
Judges, concurred and filed opinions.
C.A.6
(Tenn.),1987.
*1059 Ronald W. Woods, Milligan, Coleman,
Fletcher, Gaby, Kilday and Woods, Greeneville, Tenn., N.R. Coleman, Jr.,
Adrienne Masters, Timothy B. Dyk (argued), Wilmer, Cutler & Pickering,
Washington, D.C., Steven A. Schneider, John Payton, Scott D. Godshall, for
Hawkins County Bd. of Educ.
Michael P. Farris (argued), Joy Jowdy, Cimron
Campbell, Jordan W. Lorence, Washington, D.C., Larry E. Parrish, Memphis,
Tenn., for Concerned Women for America.
Burke Marshall, Yale Law School, New Haven,
Conn., for N.Y. State Education Dept., et al. amicus curiae.
Robert H. Chanin, Jeremiah A. Collins, L.
Hope O'Keefe, Washington, D.C., for Nat. Educ. Assc. amicus curiae.
Michael W. Catalano, C. Susan Spurgeon, W.J.
Michael Cody, William H. Farmer, Atty. Gen.'s Office, Nashville, Tenn., for
McElrath.
Charles Hampton White, Nashville, Tenn., for
J. Price and J. Salley.
W.J. Michael Cody (argued), Atty. Gen. of
Tenn., Nashville, Tenn., William H. Farmer, Michael W. Catalano, C. Susan
Spurgeon, for Charles Smith.
Carter G. Phillips, Sidley & Austin,
Washington, D.C., for amicus curiae The American Jewish Comm.
Brian Weiss, New York City, for amicus
curiae, Litforum Friends of the First Amendment.
Douglas Laycock, University of Texas School
of Law, Austin, Tex., for amicus curiae Nat. Council for Churches of Christ in
the U.S.A.
Before LIVELY, Chief Judge, KENNEDY and
BOGGS, Circuit Judges.
LIVELY, Chief Judge.
This case arose under the Free Exercise
Clause of the First Amendment, made applicable to the states by the Fourteenth
Amendment. The district court held that a public school requirement that all
students in grades one through eight use a prescribed set of reading textbooks
violated the constitutional rights of objecting parents and students. The
district court entered an injunction which required the schools to excuse
objecting students from participating in reading classes where the textbooks
are used and awarded the plaintiff parents more than $50,000 damages.
I.
A.
Early in 1983 the Hawkins County, Tennessee
Board of Education adopted the *1060 Holt, Rinehart and Winston basic reading
series (the Holt series) for use in grades 1-8 of the public schools of the
county. In grades 1-4, reading is not taught as a separate subject at a
designated time in the school day. Instead, the teachers in these grades use
the reading texts throughout the day in conjunction with other subjects. In
grades 5-8, reading is taught as a separate subject at a designated time in
each class. However, the schools maintain an integrated curriculum which
requires that ideas appearing in the reading programs reoccur in other courses.
By statute public schools in Tennessee are required to include "character
education" in their curricula. The purpose of this requirement is "to
help each student develop positive values and to improve student conduct as
students learn to act in harmony with their positive values and learn to become
good citizens in their school, community, and society." Tennessee Code
Annotated (TCA) 49-6-1007 (1986 Supp.).
Like many school systems, Hawkins County
schools teach "critical reading" as opposed to reading exercises that
teach only word and sound recognition. "Critical reading" requires
the development of higher order cognitive skills that enable students to
evaluate the material they read, to contrast the ideas presented, and to
understand complex characters that appear in reading material. Plaintiffs do
not dispute that critical reading is an essential skill which their children
must develop in order to succeed in other subjects and to function as effective
participants in modern society. Nor do the defendants dispute the fact that any
reading book will do more than teach a child how to read, since reading is
instrumental in a child's total development as an educated person.
The plaintiff Vicki Frost is the mother of
four children, three of whom were students in Hawkins County public schools in
1983. At the beginning of the 1983-84 school year Mrs. Frost read a story in a
daughter's sixth grade reader that involved mental telepathy. Mrs. Frost, who
describes herself as a "born again Christian," has a religious
objection to any teaching about mental telepathy. Reading further, she found
additional themes in the reader to which she had religious objections. After
discussing her objections with other parents, Mrs. Frost talked with the
principal of Church Hill Middle School and obtained an agreement for an
alternative reading program for students whose parents objected to the assigned
Holt reader. The students who elected the alternative program left their
classrooms during the reading sessions and worked on assignments from an older
textbook series in available office or library areas. Other students in two
elementary schools were excused from reading the Holt books.
B.
In November 1983 the Hawkins County School
Board voted unanimously to eliminate all alternative reading programs and
require every student in the public schools to attend classes using the Holt
series. Thereafter the plaintiff students refused to read the Holt series or
attend reading classes where the series was being used. The children of several
of the plaintiffs were suspended for brief periods for this refusal. Most of
the plaintiff students were ultimately taught at home, or attended religious
schools, or transferred to public schools outside Hawkins County. One student
returned to school because his family was unable to afford alternate schooling.
Even after the board's order, two students were allowed some accommodation, in
that the teacher either excused them from reading the Holt stories, or
specifically noted on worksheets that the student was not required to believe
the stories.
On December 2, 1983, the plaintiffs,
consisting of seven families--14 parents and 17 children--filed this action
pursuant to 42 U.S.C. § 1983. In their complaint the plaintiffs asserted that
they have sincere religious beliefs which are contrary to the values taught or
inculcated by the reading textbooks and that it is a violation of the religious
beliefs and convictions of the plaintiff students to be required to read the
books and a violation of the religious beliefs of the plaintiff parents to
permit their children to read the books. The plaintiffs *1061 sought to hold
the defendants liable because "forcing the student-plaintiffs to read
school books which teach or inculcate values in violation of their religious
beliefs and convictions is a clear violation of their rights to the free
exercise of religion protected by the First and Fourteenth Amendments to the
United States Constitution."
C.
The defendants filed a motion to dismiss or,
in the alternative, for summary judgment. The district court granted the
defendants' motion for summary judgment, concluding that although passages in
the reading textbooks might offend sincere religious beliefs of the plaintiffs,
the books appeared neutral on the subject of religion and did not violate the
plaintiffs' constitutional rights. Mozert v. Hawkins County Public Schools, 582
F.Supp. 201 (E.D.Tenn.1984). On appeal this court reversed and remanded for
further proceedings. Mozert v. Hawkins County Public Schools, 765 F.2d 75 (6th
Cir.1985). This court concluded that summary judgment was improper because
issues of material fact were present. This conclusion was based largely on the
fact that the defendants had filed an answer in which they put in issue, either
denying categorically, or for lack of information, many of the allegations of
the complaint including the basic issues of the sincerity of the plaintiffs'
religious beliefs and the burden that use of the Holt series placed upon those
beliefs. In remanding, this court stated, "The court expresses no opinion
on the merits of the plaintiffs' claims or those of the defendants as we have
considered only the procedural posture of the case under Rule 56, Federal Rules
of Civil Procedure." Id. at 79.
II.
A.
Following remand the Commissioner of
Education of the State of Tennessee was permitted to intervene as a defendant.
At a pretrial hearing the parties made certain stipulations. Counsel for the
defendants stipulated that the plaintiffs' religious beliefs are sincere and
that certain passages in the reading texts offend those beliefs. However,
counsel steadfastly refused to stipulate that the fact that the plaintiffs
found the passages offensive made the reading requirement a burden on the
plaintiffs' constitutional right to the free exercise of their religion.
Similarly, counsel for the plaintiffs stipulated that there was a compelling
state interest for the defendants to provide a public education to the children
of Hawkins County. However, counsel stipulated only to a narrow definition of
the compelling state interest--one that did not involve the exclusive use of a
uniform series of textbooks. These stipulations left for trial the issues of
whether the plaintiffs could show a burden on their free exercise right, in a
constitutional sense, and whether the defendants could show a compelling
interest in requiring all students in grades 1-8 of the Hawkins County public
schools to use the Holt, Rinehart and Winston basal reading textbooks. These
were questions of law to be determined on the basis of evidence produced at
trial.
The parties also agreed to a bifurcated
trial. The court would conduct a bench trial and if an unconstitutional burden
were found and no compelling state interest required judgment for the defendants,
a separate jury trial would be held to set damages. The parties subsequently
entered a joint waiver of the right to trial by jury, and the district court
assessed damages and entered judgment accordingly.
B.
Vicki Frost was the first witness for the
plaintiffs and she presented the most complete explanation of the plaintiffs'
position. The plaintiffs do not belong to a single church or denomination, but
all consider themselves born again Christians. Mrs. Frost testified that the
word of God as found in the Christian Bible "is the totality of my
beliefs." There was evidence that other members of their churches, and
even their pastors, do not agree with their position in this case.
Mrs. Frost testified that she had spent more
than 200 hours reviewing the Holt series and had found numerous passages that
offended her religious beliefs. She *1062 stated that the offending materials
fell into seventeen categories which she listed. These ranged from such
familiar concerns of fundamentalist Christians as evolution and "secular
humanism" to less familiar themes such as "futuristic
supernaturalism," pacifism, magic and false views of death.
In her lengthy testimony Mrs. Frost
identified passages from stories and poems used in the Holt series that fell into
each category. Illustrative is her first category, futuristic supernaturalism,
which she defined as teaching "Man As God." Passages that she found
offensive described Leonardo da Vinci as the human with a creative mind that
"came closest to the divine touch." Similarly, she felt that a
passage entitled "Seeing Beneath the Surface" related to an occult
theme, by describing the use of imagination as a vehicle for seeing things not
discernible through our physical eyes. She interpreted a poem, "Look at Anything,"
as presenting the idea that by using imagination a child can become part of
anything and thus understand it better. Mrs. Frost testified that it is an
"occult practice" for children to use imagination beyond the
limitation of scriptural authority. She testified that the story that alerted
her to the problem with the reading series fell into the category of futuristic
supernaturalism. Entitled "A Visit to Mars," the story portrays
thought transfer and telepathy in such a way that "it could be considered
a scientific concept," according to this witness. This theme appears in
the testimony of several witnesses, i.e., the materials objected to
"could" be interpreted in a manner repugnant to their religious
beliefs.
Mrs. Frost described objectionable passages
from other categories in much the same way. Describing evolution as a teaching
that there is no God, she identified 24 passages that she considered to have
evolution as a theme. She admitted that the textbooks contained a disclaimer
that evolution is a theory, not a proven scientific fact. Nevertheless, she
felt that references to evolution were so pervasive and presented in such a
factual manner as to render the disclaimer meaningless. After describing her
objection to passages that encourage children to make moral judgments about
whether it is right or wrong to kill animals, the witness stated, "I
thought they would be learning to read, to have good English and grammar, and
to be able to do other subject work." Asked by plaintiffs' attorney to
define her objection to the text books, Mrs. Frost replied:
Very basically, I
object to the Holt, Rhinehart [sic] Winston series as a whole, what the message
is as a whole. There are some contents which are objectionable by themselves,
but my most withstanding [sic] objection would be to the series as a whole.
Another witness for the plaintiffs was Bob
Mozert, father of a middle school and an elementary school student in the
Hawkins County system. His testimony echoed that of Vicki Frost in large part,
though his answers to questions tended to be much less expansive. He also found
objectionable passages in the readers that dealt with magic, role reversal or
role elimination, particularly biographical material about women who have been
recognized for achievements outside their homes, and emphasis on one world or a
planetary society. Both witnesses testified under cross-examination that the
plaintiff parents objected to passages that expose their children to other
forms of religion and to the feelings, attitudes and values of other students
that contradict the plaintiffs' religious views without a statement that the
other views are incorrect and that the plaintiffs' views are the correct ones.
C.
The district court held that the plaintiffs'
free exercise rights have been burdened because their "religious beliefs
compel them to refrain from exposure to the Holt series," and the
defendant school board "has effectively required that the student
plaintiffs either read the offensive texts or give up their free public
education." Mozert v. Hawkins County Public Schools, 647 F.Supp. 1194,
1200 (E.D.Tenn.1986), (emphasis added). In reaching this conclusion the
district court analogized the plaintiffs' position to that of a sabbatarian who
*1063 was denied unemployment compensation benefits for refusing to work on
Saturdays, Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965
(1963), a Jehovah's Witness who was denied unemployment compensation benefits
after quitting a job that required him to work on military tanks, Thomas v.
Review Board, 450 U.S. 707, 101 S.Ct. 1425, 67 L.Ed.2d 624 (1981), and a
conscientious objector who refused to participate in ROTC training, Spence v.
Bailey, 465 F.2d 797 (6th Cir.1972).
The district court went on to find that the
state had a compelling interest "in the education of its young," 647
F.Supp. at 1200, but that it had erred in choosing "to further its
legitimate and overriding interest in public education by mandating the use of
a single basic reading series," id. at 1201, in the face of the
plaintiffs' religious objections. The court concluded that the proof at trial
demonstrated that the defendants could accommodate the plaintiffs without
material and substantial disruption to the educational process by permitting
the objecting students to "opt out of the school district's reading
program," id. at 1203, and meet the reading requirements by home
schooling. Tennessee's school attendance statute requires parents to cause
their children between the ages of 7 and 16 to attend either a public or
non-public school. "Non-public school" is defined to mean "a
church-related school, a private school or a home school." TCA 49-6-3001.
Although the statute appears to contemplate that a student will attend one or
the other of the three approved types of school, the district court apparently
believed that a partial opt-out would be consistent with the statutory scheme.
The court entered an injunction prohibiting
the defendants "from requiring the student-plaintiffs to read from the
Holt series," and ordering the defendants to excuse the student plaintiffs
from their classrooms "[d]uring the normal reading period" and to
provide them with suitable space in the library or elsewhere for a study hall.
647 F.Supp. at 1203. The Court also dismissed the individual school board
members as defendants on qualified immunity grounds and ordered a hearing on
damages against the Hawkins County Board of Education. Id. at 1204. This
hearing was held on December 15, 1983, following which the court awarded damages
to the plaintiffs in the total amount of $51,531, largely to reimburse the
plaintiff families for the costs of sending their children to alternate schools
and the costs of pursuing this lawsuit.
III.
A.
[1] The first question to be decided is whether
a governmental requirement that a person be exposed to ideas he or she finds
objectionable on religious grounds constitutes a burden on the free exercise of
that person's religion as forbidden by the First Amendment. This is precisely
the way the superintendent of the Hawkins County schools framed the issue in an
affidavit filed early in this litigation. In his affidavit the superintendent
set forth the school system's interest in a uniformity of reading texts. The
affidavit also countered the claims of the plaintiffs that the schools were
inculcating values and religious doctrines contrary to their religious beliefs,
stating: "Without expressing an opinion as to the plaintiffs' religious
beliefs, I am of the opinion that plaintiffs misunderstand the fact that
exposure to something does not constitute teaching, indoctrination, opposition
or promotion of the things exposed. While it is true that these textbooks
expose the student to varying values and religious backgrounds, neither the
textbooks nor the teachers teach, indoctrinate, oppose or promote any
particular value or religion." That the district court accepted the issue
as thus framed is clear from its reference to "exposure to the Holt
series."
It is also clear that exposure to
objectionable material is what the plaintiffs objected to albeit they emphasize
the repeated nature of the exposure. The complaint mentioned only the textbooks
that the students were required to read. It did not seek relief from any method
of teaching the material and did not mention the teachers' editions. The
plaintiffs did not produce a single student or teacher to testify that any
*1064 student was ever required to affirm his or her belief or disbelief in any
idea or practice mentioned in the various stories and passages contained in the
Holt series. However, the plaintiffs appeared to assume that materials clearly
presented as poetry, fiction and even "make-believe" in the Holt
series were presented as facts which the students were required to believe.
Nothing in the record supports this assumption.
At numerous places in her testimony Vicki
Frost referred to various exercises and suggestions in the teachers' manuals as
support for her view that objectionable ideas were being inculcated as truth
rather than being offered as examples of the variety of approaches possible to
a particular question. However, the students were not required to read the
teachers' materials. While these materials suggested various ways of presenting
the lessons, including "acting out" and round table discussions,
there was no proof that any plaintiff student was ever called upon to say or do
anything that required the student to affirm or deny a religious belief or to
engage or refrain from engaging in any act either required or forbidden by the
student's religious convictions. Mrs. Frost seemed to assume that each teacher
used every suggested exercise or teaching tool in the teachers' editions. There
was evidence that reading aloud and acting out the themes encountered in school
lessons help young people learn. One of the teachers stated that students read
some of the stories aloud. Proof that an objecting student was required to
participate beyond reading and discussing assigned materials, or was
disciplined for disputing assigned materials, might well implicate the Free
Exercise Clause because the element of compulsion would then be present. But
this was not the case either as pled or proved. The record leaves no doubt that
the district court correctly viewed this case as one involving exposure to repugnant
ideas and themes as presented by the Holt series.
Vicki Frost testified that an occasional
reference to role reversal, pacifism, rebellion against parents, one-world
government and other objectionable concepts would be acceptable, but she felt it
was the repeated references to such subjects that created the burden. The
district court suggested that it was a matter of balance, id. at 1199,
apparently believing that a reading series that presented ideas with which the
plaintiffs agree in juxtaposition to those with which they disagree would pass
constitutional muster. While balanced textbooks are certainly desirable, there
would be serious difficulties with trying to cure the omissions in the Holt
series, as plaintiffs and their expert witnesses view the texts.
However, the plaintiffs' own testimony casts
serious doubt on their claim that a more balanced presentation would satisfy
their religious views. Mrs. Frost testified that it would be acceptable for the
schools to teach her children about other philosophies and religions, but if
the practices of other religions were described in detail, or if the philosophy
was "profound" in that it expressed a world view that deeply
undermined her religious beliefs, then her children "would have to be
instructed to [the] error [of the other philosophy]." It is clear that to
the plaintiffs there is but one acceptable view--the Biblical view, as they
interpret the Bible. Furthermore, the plaintiffs view every human situation and
decision, whether related to personal belief and conduct or to public policy
and programs, from a theological or religious perspective. Mrs. Frost testified
that many political issues have theological roots and that there would be
"no way" certain themes could be presented without violating her
religious beliefs. She identified such themes as evolution, false
supernaturalism, feminism, telepathy and magic as matters that could not be
presented in any way without offending her beliefs. The only way to avoid
conflict with the plaintiffs' beliefs in these sensitive areas would be to
eliminate all references to the subjects so identified. However, the Supreme
Court has clearly held that it violates the Establishment Clause to tailor a
public school's curriculum to satisfy the principles or prohibitions of any
religion. Epperson v. Arkansas, 393 U.S. 97, 106, 89 S.Ct. 266, 271, 21 L.Ed.2d
228 (1968).
The testimony of the plaintiffs' expert
witness, Dr. Vitz, illustrates the pitfalls of trying to achieve a balance of
materials *1065 concerning religion in a reading course. He found
"markedly little reference to religion, particularly Christianity, and
also remarkably little to Judaism" in the Holt series. His solution would
be to "beef up" the references to these two dominant religions in the
United States. However, an adherent to a less widely professed religion might
then object to the slighting of his or her faith. Balance in the treatment of
religion lies in the eye of the beholder. Efforts to achieve the particular
"balance" desired by any individual or group by the addition or
deletion of religious material would lead to a forbidden entanglement of the
public schools in religious matters, if done with the purpose or primary effect
of advancing or inhibiting religion. Epperson, 393 U.S. at 107, 89 S.Ct. at
272; Abington School District v. Schempp, 374 U.S. 203 at 222, 83 S.Ct. 1560 at
1571, 10 L.Ed.2d 844 (1963).
B.
[2] In this case the district court
erroneously applied decisions based on governmental requirements that objecting
parties make some affirmation or take some action that offends their religious
beliefs. In Sherbert the burden on the plaintiff's right of free exercise
consisted of a governmental requirement that she either work on her Sabbath Day
or forfeit her right to benefits. Similarly, in Thomas the plaintiff was denied
a benefit for refusing to engage in the production of armaments. In each case
the burden on the plaintiff's free exercise of religion consisted of being
required to perform an act which violated the plaintiffs' religious convictions
or forego benefits. Ms. Sherbert was not merely exposed to the view that others
in the work force had no religious scruples against working on Saturdays and
Mr. Thomas was not merely exposed to government publications designed to
encourage employees to produce armaments. In each case there was compulsion to
do an act that violated the plaintiffs' religious convictions. In Hobbie v.
Unemployment Appeals Commission of Florida, 480 U.S. 136, 107 S.Ct. 1046, 94
L.Ed.2d 190 (1987), the Supreme Court reaffirmed its holdings in Sherbert and
Thomas, emphasizing that in both cases there was compulsion either to do an act
that was prohibited by the plaintiff's religion or to modify his or her
behavior and violate religious beliefs. In Spence this court upheld a
conscientious objector's right not to be required to participate in his high
school's ROTC program. The court found that Spence's claim resembled Sherbert's
"since it compels the conscientious objector either to engage in military
training contrary to his religious beliefs, or to give up his public
education." 465 F.2d at 799. It is clear that it was being compelled to
engage in military training, not being exposed to the fact that others do so,
that was found to be an unconstitutional burden.
In Sherbert, Thomas and Hobbie there was
governmental compulsion to engage in conduct that violated the plaintiffs'
religious convictions. That element is missing in the present case. The
requirement that students read the assigned materials and attend reading
classes, in the absence of a showing that this participation entailed
affirmation or denial of a religious belief, or performance or non-performance
of a religious exercise or practice, does not place an unconstitutional burden
on the students' free exercise of religion.
C.
In addition to the cases cited by the
district court, the plaintiffs, in this court, have relied particularly upon
three Supreme Court decisions. We find them all distinguishable.
The issue in Torcaso v. Watkins, 367 U.S.
488, 81 S.Ct. 1680, 6 L.Ed.2d 982 (1961), was whether a state could deny public
office to a person solely because of the person's refusal to declare a belief
in God. Quoting from its earlier decision in Everson v. Board of Education, 330
U.S. 1, 15, 67 S.Ct. 504, 511, 91 L.Ed. 711 (1947), the Court stated:
We repeat and
reaffirm that neither a State nor the Federal Government can constitutionally
force a person "to profess a belief or disbelief in any religion."
Id. at 495, 81 S.Ct. at 1683. Since there was
no evidence that the plaintiff students *1066 were ever required to profess or
deny a religious belief the issue in Torcaso simply is not presented by the
instant case.
Board of Education v. Barnette, 319 U.S. 624,
63 S.Ct. 1178, 87 L.Ed. 1628 (1943), grew out of a school board rule that
required all schools to make a salute to the flag and a pledge of allegiance a
regular part of their daily program. All teachers and students were required to
participate in the exercise and refusal to engage in the salute was considered
an act of insubordination which could lead to expulsion and possible
delinquency charges for being unlawfully absent. The plaintiff was a Jehovah's
Witness who considered the flag an "image" which the Bible forbids
worshiping in any way. Justice Jackson, writing for the Court, stated:
Here, ... we are
dealing with a compulsion of students to declare a belief. They are not merely
made acquainted with the flag salute so that they may be informed as to what it
is or even what it means.
Id. at 631, 63 S.Ct. at 1182. Further,
explaining the basis of the decision, Justice Jackson wrote:
Here it is the
State that employs a flag as a symbol of adherence to government as presently
organized. It requires the individual to communicate by word and sign his
acceptance of the political ideas it thus bespeaks.
* * *
It is also to be
noted that the compulsory flag salute and pledge requires affirmation of a
belief and attitude of mind.
Id. at 633, 63 S.Ct. at 1183. It is
abundantly clear that the exposure to materials in the Holt series did not
compel the plaintiffs to "declare a belief," "communicate by
word and sign [their] acceptance" of the ideas presented, or make an
"affirmation of a belief and an attitude of mind." In Barnette the
unconstitutional burden consisted of compulsion either to do an act that
violated the plaintiff's religious convictions or communicate an acceptance of
a particular idea or affirm a belief. No similar compulsion exists in the
present case.
It is clear that governmental compulsion
either to do or refrain from doing an act forbidden or required by one's
religion, or to affirm or disavow a belief forbidden or required by one's
religion, is the evil prohibited by the Free Exercise Clause. In Abington
School District v. Schempp, 374 U.S. 203, 223, 83 S.Ct. 1560, 1572, 10 L.Ed.2d
844 (1963), the Court described the Free Exercise Clause as follows:
Its purpose is to
secure religious liberty in the individual by prohibiting any invasions thereof
by civil authority. Hence it is necessary in a free exercise case for one to
show the coercive effect of the enactment as it operates against him in the
practice of his religion. The distinction between the two clauses is
apparent--a violation of the Free Exercise Clause is predicated on coercion
while the Establishment Clause violation need not be so attended.
See also Engel v. Vitale, 370 U.S. 421, 430,
82 S.Ct. 1261, 1267, 8 L.Ed.2d 601 (1962) ("The Establishment Clause,
unlike the Free Exercise Clause, does not depend upon any showing of direct
governmental compulsion....")
The plaintiffs appear to contend that the
element of compulsion was supplied by the requirement of class participation in
the reading exercises. As we have pointed out earlier, there is no proof in the
record that any plaintiff student was required to engage in role play, make up
magic chants, read aloud or engage in the activity of haggling. In fact, the
Director of Education for the State of Tennessee testified that most teachers
do not adhere to the suggestions in the teachers' manuals and a teacher for 11
years in the Hawkins County system stated that she looks at the lesson plans in
the teachers' editions, but "does her own thing." Being exposed to
other students performing these acts might be offensive to the plaintiffs, but
it does not constitute the compulsion described in the Supreme Court cases,
where the objector was required to affirm or deny a religious belief or engage
or refrain from engaging in a practice contrary to sincerely held religious
beliefs.
*1067 D.
The third Supreme Court decision relied upon
by the plaintiffs is the only one that might be read to support the proposition
that requiring mere exposure to materials that offend one's religious beliefs creates
an unconstitutional burden on the free exercise of religion. Wisconsin v.
Yoder, 406 U.S. 205, 92 S.Ct. 1526, 32 L.Ed.2d 15 (1972). However, Yoder rested
on such a singular set of facts that we do not believe it can be held to
announce a general rule that exposure without compulsion to act, believe,
affirm or deny creates an unconstitutional burden. The plaintiff parents in
Yoder were Old Order Amish and members of the Conservative Amish Mennonite
Church, who objected to their children being required to attend either public
or private schools beyond the eighth grade. Wisconsin school attendance law
required them to cause their children to attend school until they reached the
age of 16. Unlike the plaintiffs in the present case, the parents in Yoder did
not want their children to attend any high school or be exposed to any part of
a high school curriculum. The Old Order Amish and the Conservative Amish
Mennonites separate themselves from the world and avoid assimilation into
society, and attempt to shield their children from all worldly influences. The
Supreme Court found from the record that--
[C]ompulsory
school attendance to age 16 for Amish children carries with it a very real
threat to undermining the Amish community and religious practice as they exist
today; they must either abandon belief and be assimilated into society at
large, or be forced to migrate to some other and more tolerant region.
Id. at 218, 92 S.Ct. at 1534 (footnote
omitted).
As if to emphasize the narrowness of its
holding because of the unique 300 year history of the Old Amish Order, the
Court wrote:
It is one thing to
say that compulsory education for a year or two beyond the eighth grade may be
necessary when its goal is the preparation of the child for life in modern
society as the majority live, but it is quite another if the goal of education
be viewed as the preparation of the child for life in the separated agrarian
community that is the keystone of the Amish faith.
Id. at 222, 92 S.Ct. at 1536 (citation
omitted). This statement points up dramatically the difference between Yoder
and the present case. The parents in Yoder were required to send their children
to some school that prepared them for life in the outside world, or face
official sanctions. The parents in the present case want their children to
acquire all the skills required to live in modern society. They also want to
have them excused from exposure to some ideas they find offensive. Tennessee
offers two options to accommodate this latter desire. The plaintiff parents can
either send their children to church schools or private schools, as many of
them have done, or teach them at home. Tennessee law prohibits any state
interference in the education process of church schools:
The state board of
education and local boards of education are prohibited from regulating the
selection of faculty or textbooks or the establishment of a curriculum in
church-related schools.
TCA 49-50-801(b). Similarly the statute
permitting home schooling by parents or other teachers prescribes nothing with
respect to curriculum or the content of class work.
Yoder was decided in large part on the
impossibility of reconciling the goals of public education with the religious
requirement of the Amish that their children be prepared for life in a
separated community. As the Court noted, the requirement of school attendance
to age 16 posed a "very real threat of undermining the Amish community and
religious practice as they exist today...." 406 U.S. at 218, 92 S.Ct. at
1534. No such threat exists in the present case, and Tennessee's school
attendance laws offer several options to those parents who want their children
to have the benefit of an education which prepares for life in the modern world
without being exposed to ideas which offend their religious beliefs.
*1068 E.
At oral argument plaintiffs' counsel
identified Grove v. Mead School Dist. No. 354, 753 F.2d 1528 (9th Cir.1985),
cert. denied, 474 U.S. 826, 106 S.Ct. 85, 88 L.Ed.2d 70 (1986), as a decision
which strongly supports the plaintiffs' position. In Grove a student and her
mother objected to being required to read one book assigned in an English
literature class. The student was permitted to read a different book and to
leave the classroom during discussion of the book she found offensive; however,
she chose to remain during the discussion. The mother brought suit to require
the school board to remove the book from the required reading list based on her
religious objections to its content. The court of appeals affirmed summary
judgment for the school board. In a concurring opinion Judge Canby wrote that
plaintiffs' allegation that they believe that "eternal religious
consequences" would result to the parents and children from exposure to
the offending book "would probably be sufficient to present a free
exercise question" if the student had been required to read the book or
remain in the classroom while it was being discussed. Id. at 1541- 42 (emphasis
added). This observation in dicta must be considered in context. The court of appeals
in Grove was considering a case where summary judgment had been granted, much
as this court considered the present case on the first appeal. Judge Canby did
not state that the plaintiff had established a case of burden on the free
exercise of religion; he stated only that if she had been required to read the
book and remain in class she "probably" would have presented a free
exercise question.
While relying on this somewhat speculative
observation, the plaintiffs failed to note other positive statements in the
same concurring opinion that, while addressing a different issue, are at odds
with their theories:
Were the free
exercise clause violated whenever governmental activity is offensive to or at
variance with sincerely held religious precepts, virtually no governmental
program would be constitutionally possible.
Id. at 1542.
The lesson is
clear: governmental actions that merely offend or cast doubt on religious
beliefs do not on that account violate free exercise. An actual burden on the
profession or exercise of religion is required.
In short,
distinctions must be drawn between those governmental actions that actually
interfere with the exercise of religion, and those that merely require or
result in exposure to attitudes and outlooks at odds with perspectives prompted
by religion.
Id. at 1543 (citation omitted). These
statements echo similar ones in the majority opinion, e.g.,
To establish a
violation of that clause [Free Exercise], a litigant must show that challenged
state action has a coercive effect that operates against a litigant's practice
of his or her religion.
Id. at 1533 (emphasis added).
IV.
A.
The Supreme Court has recently affirmed that
public schools serve the purpose of teaching fundamental values "essential
to a democratic society." These values "include tolerance of
divergent political and religious views" while taking into account
"consideration of the sensibilities of others." Bethel School Dist.
No. 403 v. Fraser, --- U.S. ----, 106 S.Ct. 3159, 3164, 92 L.Ed.2d 549 (1986).
The Court has noted with apparent approval the view of some educators who see
public schools as an "assimilative force" that brings together
"diverse and conflicting elements" in our society "on a broad
but common ground." Ambach v. Norwick, 441 U.S. 68, 77, 99 S.Ct. 1589,
1595, 60 L.Ed.2d 49 (1979), citing works of J. Dewey, N. Edwards and H. Richey.
The critical reading approach furthers these goals. Mrs. Frost stated
specifically that she objected to stories that develop "a religious
tolerance that all religions are merely different roads to God." *1069
Stating that the plaintiffs reject this concept, presented as a recipe for an
ideal world citizen, Mrs. Frost said, "We cannot be tolerant in that we
accept other religious views on an equal basis with ours." While probably
not an uncommon view of true believers in any religion, this statement
graphically illustrates what is lacking in the plaintiffs' case.
The "tolerance of divergent ...
religious views" referred to by the Supreme Court is a civil tolerance, not
a religious one. It does not require a person toaccept any other religion as
the equal of the one to which that person adheres. It merely requires a
recognition that in a pluralistic society we must "live and let
live." If the Hawkins County schools had required the plaintiff students
either to believe or say they believe that "all religions are merely
different roads to God," this would be a different case. No instrument of
government can, consistent with the Free Exercise Clause, require such a belief
or affirmation. However, there was absolutely no showing that the defendant
school board sought to do this; indeed, the school board agreed at oral
argument that it could not constitutionally do so. Instead, the record in this
case discloses an effort by the school board to offer a reading curriculum
designed to acquaint students with a multitude of ideas and concepts, though
not in proportions the plaintiffs would like. While many of the passages deal
with ethical issues, on the surface at least, they appear to us to contain no
religious or anti-religious messages. Because the plaintiffs perceive every
teaching that goes beyond the "three Rs" as inculcating religious
ideas, they admit that any value-laden reading curriculum that did not affirm the
truth of their beliefs would offend their religious convictions.
Although it is not clear that the plaintiffs
object to all critical reading, Mrs. Frost did testify that she did not want
her children to make critical judgments and exercise choices in areas where the
Bible provides the answer. There is no evidence that any child in the Hawkins
County schools was required to make such judgments. It was a goal of the school
system to encourage this exercise, but nowhere was it shown that it was
required. When asked to comment on a reading assignment, a student would be
free to give the Biblical interpretation of the material or to interpret it
from a different value base. The only conduct compelled by the defendants was
reading and discussing the material in the Holt series, and hearing other
students' interpretations of those materials. This is the exposure to which the
plaintiffs objected. What is absent from this case is the critical element of
compulsion to affirm or deny a religious belief or to engage or refrain from
engaging in a practice forbidden or required in the exercise of a plaintiff's
religion.
B.
In McCollum v. Board of Education, 333 U.S.
203, 68 S.Ct. 461, 92 L.Ed. 649 (1948), the Supreme Court held invalid a
practice which permitted weekly religious instruction for consenting pupils in
public school classrooms. Those students who did not choose to participate were
required to leave their regular classrooms and go to another part of the school
building to continue their secular studies. Although McCollum involved the
Establishment Clause, the several opinions discussed both religion clauses at
some length. In his concurring opinion Justice Jackson emphasized that some
compulsion to perform a religiously prohibited ritual or make a religiously
prohibited affirmation is essential to a claim of infringement of the free
exercise rights of students in public schools. Noting the large number of
separate religious bodies existing in the United States, he wrote:
If we are to
eliminate everything that is objectionable to any of these warring sects or
inconsistent with any of their doctrines, we will leave public education in
shreds. Nothing but educational confusion and a discrediting of the public
school system can result from subjecting it to constant law suits.
Id. at 235, 68 S.Ct. at 477. The fact that
schools might be subjected to constant law suits is certainly not
determinative. However, the Supreme Court has cautioned that *1070
"[j]udicial interposition in the operation of the public school system of
the Nation raises problems requiring care and restraint." Epperson, 393
U.S. at 104, 89 S.Ct. at 270. When asked to "interpose," courts must
examine the record very carefully to make certain that a constitutional
violation has occurred before they order changes in an educational program
adopted by duly chosen local authorities.
Quite recently the Supreme Court quoted
Justice Douglas, concurring in Sherbert v. Verner, 374 U.S. at 412, 83 S.Ct. at
1798, as follows:
[T]he Free
Exercise Clause is written in terms of what the government cannot do to the
individual, not in terms of what the individual can extract from the
government.
Bowen v. Roy, 476 U.S. 693, 106 S.Ct. 2147,
2152, 90 L.Ed.2d 735 (1986). Paraphrasing this thought, the Court wrote:
The Free Exercise
Clause affords an individual protection from certain forms of governmental
compulsion; it does not afford an individual a right to dictate the conduct of
the Government's internal procedures.
Id. Since we have found none of the
prohibited forms of governmental compulsion in this case, we conclude that the
plaintiffs failed to establish the existence of an unconstitutional burden.
Having determined that no burden was shown, we do not reach the issue of the
defendants' compelling interest in requiring a uniform reading series or the
question, raised by the defendant, of whether awarding damages violated the
Establishment Clause.
Judge Boggs concludes that the majority
reverses the district court because it found the plaintiffs' claims of First
Amendment protection so extreme as obviously to violate the Establishment
Clause. This is not the holding of the majority. We do point out that under
certain circumstances the plaintiffs, by their own testimony, would only accept
accommodations that would violate the Establishment Clause. However, this is
not the holding. What we do hold is that the requirement that public school
students study a basal reader series chosen by the school authorities does not
create an unconstitutional burden under the Free Exercise Clause when the
students are not required to affirm or deny a belief or engage or refrain from
engaging in a practice prohibited or required by their religion. There was no
evidence that the conduct required of the students was forbidden by their
religion. Rather, the witnesses testified that reading the Holt series
"could" or "might" lead the students to come to conclusions
that were contrary to teachings of their and their parents' religious beliefs.
This is not sufficient to establish an unconstitutional burden.
Judge Boggs also implies that the majority
distorts the record and decides the case on a basis different from that upon
which the plaintiffs proceeded. This would be a valid criticism if we were
reviewing a judgment on the pleadings. However, as Judge Boggs notes, this case
was decided following a full trial. The plaintiffs did not confine themselves
to the language of their complaint, but testified expansively with respect to
the claims and issues before the court. We have decided the case that was
actually tried, as permitted by Rule 15(b), Fed.R.Civ.P.
The judgment of the district court granting
injunctive relief and damages is reversed, and the case is remanded with
directions to dismiss the complaint. No costs are allowed. The parties will bear
their own costs on appeal.
CORNELIA G. KENNEDY, Circuit Judge,
concurring.
I agree with Chief Judge Lively's analysis
and concur in his opinion. However, even if I were to conclude that requiring
the use of the Holt series or another similar series constituted a burden on
appellees' free exercise rights, I would find the burden justified by a
compelling state interest.
Appellants have stated that a principal
educational objective is to teach the students how to think critically about complex
and controversial subjects and to develop their own ideas and make judgments
about these subjects. Several witnesses testified that the only way to achieve
these objectives is to have the children read a basal *1071 reader, participate
in class discussions, and formulate and express their own ideas and opinions
about the materials presented in a basal reader. Thus, appellee students are
required to read stories in the Holt series, make personal judgments about the
validity of the stories, and to discuss why certain characters in the stories
did what they did, or their values and whether those values were proper.
Appellee parents testified that they object to their children reading the Holt
readers, being exposed to controversial ideas in the classroom, and to their
children making critical judgments and formulating their own ideas about
anything for which they believe the Bible states a rule or position. [FN1]
FN1. Appellee
parents have indicated that they would not object to much of the material in the
Holt readers if it were balanced by material supporting their religious
beliefs. To the extent they assert a burden from the omission of material, I
question how an omission can constitute a burden.
In Bethel School Dist. No. 403 v. Fraser, ---
U.S. ----, 106 S.Ct. 3159, 3164, 92 L.Ed.2d 549 (1986), the Supreme Court
stated: "The role and purpose of the American public school system was
well described by two historians, saying 'public education must prepare pupils
for citizenship in the Republic.' " Additionally, the Bethel School Court
stated that the state through its public schools must "inculcate the
habits and manners of civility as values in themselves conducive to happiness
and as indispensable to the practice of self-government in the community and
the nation." Id. (quoting C. Beard & M. Beard, New Basic History of
the United States 228 (1968)). [FN2] Teaching students about complex and
controversial social and moral issues is just as essential for preparing public
school students for citizenship and self-government as inculcating in the
students the habits and manners of civility.
FN2. Last term the
Court recognized that public school officials have considerable discretion in
structuring their curriculum to achieve these results. Edwards v. Aguillard,
482 U.S. 578, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987). In Maher v. Roe, 432 U.S.
464, 97 S.Ct. 2376, 53 L.Ed.2d 484 (1977), the Court recognized that
"[t]here is a basic difference between direct state interference with a
protected activity and state encouragement of an alternative activity consonant
with a legislative policy." Id. at 475, 97 S.Ct. at 2383 (footnote
omitted). The Maher Court acknowledged its decision in Meyer v. Nebraska, 262
U.S. 390, 43 S.Ct. 625, 67 L.Ed. 1042 (1923), where the Court upheld a parent's
right to have his child taught a particular foreign language, and in Pierce v.
Society of Sisters, 268 U.S.510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925), where it
upheld a parent's right to send his child to private school. Nevertheless, the
Court stated:
neither case
denied to a State the policy choice of encouraging the preferred course of
action. Indeed, in Meyer, the Court was careful to state that the power of the
State "to prescribe a curriculum" that included English and excluded
German in its free public schools "is not questioned." Similarly,
Pierce casts no shadow over a State's power to favor public education by
funding it--a policy choice pursued in some
States for more than a century.
432 U.S. at
476-77, 97 S.Ct. at 2384.
The evidence at trial demonstrated that
mandatory participation in reading classes using the Holt series or some
similar readers is essential to accomplish this compelling interest and that
this interest could not be achieved any other way. Several witnesses for
appellants testified that in order to develop critical reading skills, and
therefore achieve appellants' objectives, the students must read and discuss
complex, morally and socially difficult issues. Many of these necessarily will
be subjects on which appellees believe the Bible states the rule or correct
position. Consequently, accommodating appellees' beliefs would unduly interfere
with the fulfillment of the appellants' objectives. Cf. United States v. Lee,
455 U.S. 252, 260, 102 S.Ct. 1051, 1057, 71 L.Ed.2d 127 (1982). Additionally,
mandatory participation in the reading program is the least restrictive means
of achieving appellants' objectives. Appellees' objections would arise even if
the School Board selected another basal reading textbook series since the
students would be required to engage in critical reading and form their own
opinions and judgments on many of the same issues.
The state and the Hawkins County School Board
also have a compelling interest in avoiding disruption in the classroom. Hawkins
County Schools utilize an integrated curriculum, designed to prepare students
for life in a complex, pluralistic society, that reinforces skills and values
taught *1072 in one subject in other areas. The Director of Elementary
Education testified that teachers use every opportunity within the school day
to reinforce information taught in the different subject areas. For example,
the students may discuss stories in the Holt readers dealing with evolution or
conservation of natural resources in the science course. This approach to
learning is well-recognized and enables the students to see learning "as
part of their total life, not just [as] bits and pieces." Taylor at
1270-71. This is particularly true in grades one through four where reading is
taught throughout the school day, rather than in a particular period.
Appellants would be unable to utilize effectively the critical reading teaching
method and accommodate appellees' religious beliefs. If the opt-out remedy were
implemented, teachers in all grades would have to either avoid the students
discussing objectionable material contained in the Holt readers in non-reading
classes or dismiss appellee students from class whenever such material is
discussed. To do this the teachers would have to determine what is
objectionable to appellees. This would either require that appellees review all
teaching materials or that all teachers review appellees' extensive testimony.
If the teachers concluded certain material fell in the objectionable
classification but nonetheless considered it appropriate to have the students
discuss this material, they would have to dismiss appellee students from these
classes. [FN3] The dismissal of appellee students from the classes would result
in substantial disruption to the public schools.
FN3. It is
important to note that with respect to some of appellees' objections, any
required discussion of objectionable materials would violate appellees'
religious beliefs. It is not the mere "unbalanced treatment" of these
materials that appellees find offensive.
Additionally, Hawkins County Public Schools
have a compelling interest in avoiding religious divisiveness. The Supreme
Court has emphasized that the avoidance of religious divisiveness is nowhere
more important than in public education, for "[t]he government's
activities in this area can have a magnified impact on impressionable young
minds...." Grand Rapids School Dist. v. Ball, 473 U.S. 373, 383, 105 S.Ct.
3216, 3222, 87 L.Ed.2d 267 (1985). The opt-out remedy would permit appellee
students to be released from a core subject every day because of their
religion. Thus, although some students in the Hawkins County schools are
presently released from class during the school day for special instruction,
these students are not released because they have a religious objection to
material being presented to the class. The present case is distinguishable from
this Court's decision in Spence v. Bailey, 465 F.2d 797 (6th Cir.1972),
inasmuch as the student in Spence was permitted to not participate in the
school's R.O.T.C. program, a non-core subject. There is less divisiveness in
excusing someone from military training then in excusing them from discussing a
multitude of ideas. Accordingly, the opt-out remedy ordered by the court is
inconsistent with the public schools' compelling interest in "promoting
cohesion among a heterogenous democratic people." Illinois ex rel.
McCollum v. Board of Educ., 333 U.S. 203, 216, 68 S.Ct. 461, 468, 92 L.Ed. 649
(1948) (Frankfurter, J., concurring).
The divisiveness and disruption caused by the
opt-out remedy would be magnified if the schools had to grant other exemptions.
Although the District Court found that no other objections to the Hawkins
County public school curriculum have been raised and that Hawkins County is
homogeneous from a religious perspective, this case would create a precedent
for persons from other religions to request exemptions from core subjects
because of religious objections. [FN4] If the school district were required
*1073 to accommodate exceptions and permit other students to opt-out of the
reading program and other core courses with materials others found
objectionable, this would result in a public school system impossible to
administer. As Justice Jackson stated in McCollum, every parent:
FN4. In United
States v. Lee, 455 U.S. 252, 102 S.Ct. 1051, 71 L.Ed.2d 127 (1982), the Court,
in an unanimous opinion, considered whether imposition of Social Security taxes
on the Amish violated the free exercise clause because the Amish contended that
it was against their religious beliefs to receive public insurance benefits and
pay into public insurance funds. Although finding that participation in the
program burdened the free exercise of their religion, the Court concluded that
participation in the program was essential to accomplish the overriding
governmental interest. Id. at 257-58, 102 S.Ct. at 1055. The Court emphasized
that mandatory participation in the social security system was indispensable to
the vitality of the system, and if participation were voluntary, it would
undermine the effectiveness of the program. Additionally, the Court stated that
the social security system could not accommodate exceptions that could arise
from a large number of religious beliefs. Id. at 260, 102 S.Ct. at 1056.
has as good a
right as this plaintiff to demand that the courts compel the schools to sift
out of their teaching everything inconsistent with its doctrines. If we are to
eliminate everything that is objectionable to any of these warring sects or inconsistent
with any of their doctrines, we will leave public education in shreds. Nothing
but educational confusion and a discrediting of the public school system can
result from subjecting it to constant law suits.
333 U.S. at 235, 68 S.Ct. at 477.
Accordingly, I also would reverse the
judgment of the District Court for these additional reasons, as well as the
reasons so well stated by Chief Judge Lively.
BOGGS, Circuit Judge, concurring.
I concur with my colleagues that Hawkins County
is not required by the Constitution to allow plaintiffs the latitude they seek
in the educational program of these children. However, I reach that result on a
somewhat different view of the facts and governing principles here. It seems
that the court's opinion rests first on the view that plaintiffs' objection is
to any exposure to contrary ideas, and that no one's religious exercise can be
burdened simply by compelled exposure, ante, at 1063-64. Second, the opinion rests on the view that
no burden can exist here because plaintiffs were not compelled to engage in any
conduct prohibited by, or refrain from any practice required by, their
religious beliefs, ante at 1064, 1069-70.
I do not believe these attempted distinctions
will survive analysis. If the situation of these children is not a burden on
their religious exercise, it must be because of a principle applicable to all
religious objectors to public school curricula. Thus, I believe a deeper issue
is present here, is implicitly decided in the court's opinion, and should be
addressed openly. The school board recognizes no limitation on its power to
require any curriculum, no matter how offensive or one-sided, and to expel
those who will not study it, so long as it does not violate the Establishment
Clause. Our opinion today confirms that right, and I would like to make plain
my reasons for taking that position.
I
Preliminarily, as my colleagues indicate, we
make no judgment on the educational, political or social soundness of the
school board's decision to adopt this particular set of books and this general
curricular approach. This is not a case about fundamentalist Christians or any
particular set of beliefs. [FN1] It is about the constitutional limits on the
powers of school boards to prescribe a curriculum. For myself, I approach this
case with a profound sense of sadness. At the classroom level, the pupils and
teachers in these schools had in most cases reached a working accommodation.
Only by the decisions of higher levels of political authority, and by more
conceptualized presentations of the plaintiffs' positions, have we reached the
point where we must decide these harsh questions today. The school board faced
what must have seemed a prickly and difficult group of parents, however dedicated
to their children's welfare. In a similar situation, the poet Edwin Markham
described a solution:
FN1. I note that
the amicus brief of the American Jewish Committee and other religious leaders
agrees with plaintiffs on two points critical to, and rejected by, the court's
opinion. First, that "the compelled use of a reading curriculum can burden
Free Exercise Rights." Second, that "the school board's response to
appellees' claims burdened their rights."
He drew a circle
that shut me out--
Heretic, Rebel, a
thing to flout.
But Love and I had
the wit to win:
We drew a circle
that took him in! [FN2]
FN2. E. Markham,
"Outwitted," in Best Loved Poems of the American People, p. 67 (Garden City, 1957)
*1074 As this case now reaches us, the school
board rejects any effort to reach out and take in these children and their
concerns. At oral argument, the board specifically argued that it was better
for both plaintiffs' children and other children that they not be in the public
schools, despite the children's obvious desire to obtain some of the benefits
of public schooling. Though the board recognized that their allegedly
compelling interests in shaping the education of Tennessee children could not
be served at all if they drove the children from the school, the board felt it
better not to be associated with any hybrid program.
Plaintiffs' requests were unusual, but a
variety of accommodations in fact were made, with no evidence whatsoever of bad
effects. Given the masses of speculative testimony as to the hypothetical
future evils of accommodating plaintiffs in any way, had there been any
evidence of bad effects from what actually occurred, the board would surely
have presented it. As we ultimately decide here, on the present state of
constitutional law, the school board is indeed entitled to say, "my way or
the highway." But in my view the school board's decision here is certainly
not required by the Establishment Clause. [FN3]
FN3. A different
situation would be presented if the purpose or primary effect of any
accommodation were to be the advancement of plaintiffs' religion. Ante, at
1065. I see no evidence of such purpose or effect from the accommodation in
this case.
II
Returning to the treatment of plaintiffs'
free exercise claim, I believe this is a more difficult case than outlined in
the court's opinion. I disagree with the first proposition in the court's
opinion, that plaintiffs object to any exposure to any contrary idea. I do not
believe we can define for plaintiffs their belief as to what is religiously
forbidden to be so comprehensive, where both they and the district court have
spoken to the contrary. A reasonable reading of plaintiffs' testimony shows
they object to the overall effect of the Holt series, not simply to any
exposure to any idea opposing theirs. The district court specifically found
that the objection was to exposure to the Holt series, not to any single story
or idea. 647 F.Supp. at 1199.
Ultimately, I think we must address
plaintiffs' claims as they actually impact their lives: it is their belief that
they should not take a course of study which, on balance, to them, denigrates
and opposes their religion, and which the state is compelling them to take on
pain of forfeiting all other benefits of public education.
Their view may seem silly or wrong-headed to
some, but it is a sincerely held religious belief. By focussing narrowly on
references that make plaintiffs appear so extreme that they could never be
accommodated, the court simply leaves resolution of the underlying issues here
to another case, when we have plaintiffs with a more sophisticated
understanding of our own and Supreme Court precedent, and a more careful and
articulate presentation of their own beliefs.
Under the court's assessment of the facts, this
is a most uninteresting case. It is not the test case sought, or feared, by
either side. The court reviews the record and finds that the plaintiffs
actually want a school system that affirmatively teaches the correctness of
their religion, and prevents other students from mentioning contrary ideas. If
that is indeed the case, then it can be very simply resolved. It would
obviously violate the Establishment Clause for any school system to agree with
such an extravagant view.
It should be noted and emphasized that if
such is the holding, this decision is largely irrelevant to the national legal
controversy over this case. The extent to which school systems may
constitutionally require students to use educational materials that are
objectionable, contrary to, or forbidden by their religious beliefs is a
serious and important issue. The question of exactly how terms such as
"contrary," "objectionable," and "forbidden," are
to be assessed in the context of religious beliefs is a subtle and interesting
one. But this decision, as I understand it, addresses none of those questions.
When a case arises with more sophisticated or cagey plaintiffs, or less *1075
skillful cross-examination, that true issue must be faced anew, with little
guidance from this decision. Since these plaintiffs' claims are rejected
because they are read to be so extreme as obviously to violate the
Establishment Clause, this case is no precedent for the more specific and
narrowly drawn complaint that the district court and plaintiffs' counsel (and,
to me, the plaintiffs) thought the plaintiffs were making.
I find the court's conclusion based on its
reading of the record to be unsatisfactory on the factual basis of what was
said at the trial. The trial strategies of the two sides were clear. The
plaintiffs understood that the more thoroughgoing and extensive their
objections, the less possible would it be to accommodate them within the bounds
of the Constitution. Therefore, the plaintiffs repeatedly stated their
objections in terms of the overall Holt series.
The defendants equally clearly sought to
depict plaintiffs' objections in the most constitutionally offensive terms. By
skillful cross-examination, they did elicit on some occasions the statements on
which the court relies. I believe these two lines of apparently contradictory
testimony can be reconciled by recognizing the different meanings or usage of
the same words or phrases such as "objectionable," "want,"
or "opposed to." These words can cover a gamut from mild objection or
desire to constitutional insistence. Something may be
"objectionable," in the sense that one would rather it did not
happen, but it is something that must be endured. Conversely, it may be
"objectionable" in the sense that it should not be permitted or one
should not be required to endure it. Thus, I may find Muzak on buses, or
in-flight movies, "objectionable," but that's life. [FN4] However,
one might find the display of pornographic material in either location
"objectionable" to the point that a relatively captive audience
legally should not be subjected to it.
FN4. See Pub.
Util. Comm. of D.C. v. Pollak, 343 U.S. 451, 72 S.Ct. 813, 96 L.Ed. 1068
(1952).
Similarly, plaintiffs may "want" a
school system tailored exactly to their religious beliefs (that is why many
people choose religious education), but they very well know that that is
constitutionally impermissible. They "want" a particular type of
accommodation that they have sought in this law suit, and they believe that
they are constitutionally entitled to that. Judge Hull, who sat through eight
days of trial testimony over these very issues, came to the same conclusion I
do, expressed it in the form of a finding, and should not be overturned unless
that finding is clearly erroneous. In my reading of the testimony, the judge's
finding is not only not clearly erroneous, but it can only be reversed by a
failure to recognize a distinction between the ideal education the parents
want, and that level of accommodation and education which they believe is
constitutionally required and which they "want" here. Thus, I believe
we must take plaintiffs' claims as they have stated them--that they desire the
accommodation of an opt-out, or alternative reading books, and no more. That is
all they have ever asked for in their pleadings, in the arguments at trial and
in appellate briefing and argument.
III
I also disagree with the court's view that
there can be no burden here because there is no requirement of conduct contrary
to religious belief. That view both slights plaintiffs' honest beliefs that
studying the full Holt series would be conduct contrary to their religion, and
overlooks other Supreme Court Free Exercise cases which view
"conduct" that may offend religious exercise at least as broadly as
do plaintiffs.
On the question of exposure to, or use of,
books as conduct, we may recall the Roman Catholic Church's, "Index
Librorum Prohibitorum." This was a list of those books the reading of
which was a mortal sin, at least until the second Vatican Council in 1962. [FN5]
I would hardly think it can be contended that a school requirement that a
student engage in an act (the reading of the book) which would specifically be
a mortal sin under the teaching of a major organized religion would be other
than "conduct prohibited by religion," even by *1076 the court's
fairly restrictive standard. Yet, in what constitutionally important way can
the situation here be said to differ from that? Certainly, a religion's size or
formality of hierarchy cannot determine the religiosity of beliefs. Similarly,
and analogous to our case, church doctrine before 1962 also indicated that
portions of the banned books could be used or read in a context to show their
error, and that references to, or small portions of, the books did not fall
under the same ban. [FN6] Again, it seems inconceivable that we would determine
that a Catholic child had forfeited the right to object to committing a mortal
sin by reading Hobbes because he was willing, in another context, to read small
portions or excerpts of the same material.
FN5. New Catholic
Encyclopedia, Vol. 7, pp. 434-35; Vol. 2, pp. 699-701 (McGraw-Hill, 1967).
FN6. R.A. Burke,
What is the Index, pp. 33, 58-9, 88 (Milwaukee, 1952).
While this argument would seem persuasive
that studying objectionable material would be "conduct" contrary to
religious belief, the court's opinion attempts to distinguish our case from
Thomas v. Review Board, 450 U.S. 707, 101 S.Ct. 1425, 67 L.Ed.2d 624 (1981), by
emphasizing that the plaintiff there was asked to "engage in a
practice" forbidden by his religion, and the plaintiffs here are not. I do
not believe that distinction bears up under scrutiny. Thomas had to hook up
chains to a conveyor in a factory. For Thomas, there was no commandment against
hooking up chains. He asserted that this would be "aiding in the
manufacture of items used in the advancement of war," because it was in a
tank turret line, but he had also said that he would work in a steel factory
that might ultimately sell to the military. (A fellow Witness was willing to
work in the turret line.) 450 U.S. at 711, n. 4, 715, 101 S.Ct. at 1428, n. 4,
1430. This distinction appears as convoluted as plaintiffs' distinctions seem
to some. Nevertheless, Thomas drew his line, and the Supreme Court respected it
and dealt with it. "[R]eligious beliefs need not be acceptable, logical,
consistent, or comprehensible to others in order to merit First Amendment
protection." Id. at 714, 101 S.Ct. at 1430.
Here, plaintiffs have drawn their line as to
what required school activities, what courses of study, do and do not offend
their beliefs to the point of prohibition. I would hold that if they are forced
over that line, they are "engaging in conduct" forbidden by their
religion. The court's excellent summary of its holding on this point, ante, at
1070, appears to concede that what plaintiffs were doing in school was conduct,
but that there "was no evidence that the conduct required of the students
was forbidden by their religion." I cannot agree. The plaintiffs provided
voluminous testimony of the conflict (in their view) between reading the Holt
readers and their religious beliefs, including extensive Scriptural references.
The district court found that "plaintiffs' religious beliefs compel them
to refrain from exposure to the Holt series." 647 F.Supp. at 1200
(emphasis supplied). I would think it could hardly be clearer that they believe
their religion commands, not merely suggests, their course of action.
If plaintiffs did not use the exact words
"reading these books is forbidden by our religion," they certainly
seemed to me to make that point clearly. The court's summary also re-emphasizes
my point, supra, at 1074-75, that the importance of this holding would be
greatly diminished in a future case where plaintiffs can articulate the right
set of words.
IV
I have given considerable thought to Judge
Kennedy's opinion discussing the importance of the state's interest in
"critical reading" and noting the plaintiffs' objection to such
instruction. I conclude that the requirement of "critical reading,"
as accomplished in Tennessee, does not constitute a burden on the free exercise
of religion for these plaintiffs separate from the required studying of the
Holt books.
The most difficult case would be if the state
were teaching "critical reading" in the sense that plaintiffs were
told to believe (or were downgraded for not believing) that values comes from
within oneself, rather than from an external religious source. If this were the
case, I think it clear that such teaching would violate the *1077 Establishment
Clause. Thus, if a pupil upon confronting one of the "moral dilemma"
stories in the Holt series were to respond, "I believe you should do x
because that's what the Bible tells us to do," the school may not attempt
to argue the pupil out of it, or downgrade the pupil for not undertaking a
supposedly "more sophisticated" analysis.
I do not understand Tennessee to be arguing
to the contrary. Tennessee's representatives' own statements of what they are
doing is somewhat muddled. The affidavit of County Superintendent Snodgrass
says that the schools do not teach "any particular value" and that
the schools "teach and promote reading, not values." On the other
hand, other statements of the state's position emphasized the values which are
being taught. Defendants' expert on the teaching of reading, Dr. Farr,
indicates that the author of the series wants students "to use their own
value systems to respond" to the materials, with no indication that there
would be any downgrading for using value systems that are religious.
Whether or not Tennessee insists on students
responding to literature based only on self-centered values, I disagree with
the idea that such a teaching of "critical reading" would constitute
a compelling state interest which entitles the school board to deny plaintiffs
the accommodation they seek. Ante, at 1070-71. The school board argues that
"critical reading" is something so special that in the words of Farr,
"it would be almost impossible to [teach critical reading consistent with
the plaintiffs' religious objections]." This notion seems difficult to
support. The simple answer to such a claim would seem to be the type of testing
which is mandated for all non-public school students in Tennessee. Plaintiffs
are quite confident of their ability to pass any consistent tests propounded by
the state. Perhaps because of these facts, the state seems unwilling to rest
its claims of educational damage on any such tests, and expounds a particularly
slippery standard for "critical reading." In particular, when Farr is
asked (on direct examination, by the school board's own attorney) if
plaintiffs' children, who are getting good grades, must be learning what the
state wants them to, he replies, "It's very difficult to measure
evaluative and critical reading.... It would be very difficult to know that if
that youngster is making adequate progress."
It seems to me to be extremely difficult, not
to say unfair, to rest a compelling state interest on the asserted failure of
plaintiffs to learn something which defendants are apparently unable to define
and unwilling to test for. Mr. Justice Stewart has been unfairly derided as
propounding an obscenity test of, "I know it when I see it," Jacobellis
v. Ohio, 378 U.S. 184, 187, 84 S.Ct. 1676, 1677, 12 L.Ed.2d 793 (1964), but it
appears that the school board here seeks that kind of test for critical
reading. Their view seems to be that if we are teaching it in the state
classrooms, critical reading must be happening, but if plaintiffs are learning
reading outside that class (and testing as well as, or better than, the average
state student), it must not be happening. I cannot agree with any such analysis
of the state's interest in "critical reading." [FN7]
FN7. At times, the
school board's position recalls the scene in a modern classic, where a little
girl entering first grade is told: "Now you tell your father not to teach
you any more. It's best to begin reading with a fresh mind. You tell him I'll
take over from here and try to undo the damage--." Discussing this later
with her older brother, she is told that
it's "a new way of teaching. [Teacher] learned about it in college. It'll
be in all the grades soon.... It's the Dewey Decimal System." H. Lee, To
Kill a Mockingbird, pp. 22-23 (Warner Books, 1982).
In any event, the test for a compelling
interest is quite strict, and requires far more than this or other speculations
on possible future evils. To be compelling, "[o]nly the gravest abuses,
endangering paramount interests, give occasion for permissible
limitation." Sherbert v. Verner, 374 U.S. 398, 406, 83 S.Ct. 1790, 1795,
10 L.Ed.2d 965 (1963), quoting Thomas v. Collins, 323 U.S. 516, 530, 65 S.Ct.
315, 323, 89 L.Ed. 430. See Hobbie v. Unemployment Comm., --- U.S. ----, 107
S.Ct. 1046, 1049-50, 94 L.Ed.2d 190 (1987); Thomas, 450 U.S. at 718-19, 101
S.Ct. at 1432. In *1078 the absence of any testimony as to actual problems from
the accommodation that was provided, it is difficult to see how this standard could
be met, if a constitutional burden were established.
V
Thus, I believe the plaintiffs' objection is
to the Holt series as a whole, and that being forced to study the books is
"conduct" contrary to their beliefs. In the absence of a narrower
basis that can withstand scrutiny, we must address the hard issues presented by
this case: (1) whether compelling this conduct forbidden by plaintiffs' beliefs
places a burden on their free exercise of their religion, in the sense of
earlier Supreme Court holdings; and (2) whether within the context of the
public schools, teaching material which offends a person's religious beliefs,
but does not violate the Establishment Clause, can be a burden on free
exercise.
Determining whether the school board's action
places a substantial burden on the plaintiff's free exercise of their religion
requires a determination of the scope of the religious beliefs or practices
protected by the Free Exercise Clause. Although the Supreme Court has shied
away from attempting to define religion, the past forty years has witnessed an
expansion of the court's understanding of religious belief. The concept of
religion has shifted from a fairly narrow traditional theism, Davis v. Beason,
133 U.S. 333, 342, 10 S.Ct. 299, 300, 33 L.Ed. 637 (1890); United States v.
Macintosh, 283 U.S. 605, 633-34, 51 S.Ct. 570, 578, 75 L.Ed. 1302 (1931)
(Hughes, C.J., dissenting), overruled, Girouard v. United States, 328 U.S. 61,
66 S.Ct. 826, 90 L.Ed. 1084 (1946), to a broader concept providing protection
for the views of unorthodox and nontheistic faiths, West Virginia State Board
of Education v. Barnette, 319 U.S. 624, 658-59, 63 S.Ct. 1178, 1194-95, 87
L.Ed. 1628 (1943); Torcaso v. Watkins, 367 U.S. 488, 495, 81 S.Ct. 1680, 1683,
6 L.Ed.2d 982 (1961); United States v. Seeger, 380 U.S. 163, 166, 85 S.Ct. 850,
854, 13 L.Ed.2d 733 (1965); Welsh v. United States, 398 U.S. 333, 90 S.Ct.
1792, 26 L.Ed.2d 308 (1970). This expanded definition has been praised by many
commentators, who argue for a definition of religion in the Free Exercise
Clause that would protect practices based on an individual's belief system
involving matters of ultimate concern, Note, Toward a Constitutional Definition
of Religion, 91 Harv.L.Rev. 1056, 1072-75 (1978). Others support an interpretation
which would provide protection for all beliefs that are "arguably
religious." L. Tribe, American Constitutional Law § 14-6, at 828 (1978).
The plaintiffs here have no problem fitting within any of the Court's various
definitions of religion, as no one contends that their basic beliefs are not
religious.
However, determining that plaintiffs' beliefs
are religious does not automatically mean that all practices or observances
springing from those beliefs are entitled to the same amount of protection under
the Free Exercise Clause. At one point, the Court made a distinction between
religious beliefs and actions, indicating that the government could never
interfere with belief or opinion, but could always regulate practices. United
States v. Reynolds, 98 U.S. (8 Otto) 145, 166, 25 L.Ed. 244 (1878). This
distinction did not hold, as the Court has provided protection for such
religious conduct as soliciting contributions, Cantwell v. Connecticut, 310
U.S. 296, 60 S.Ct. 900, 84 L.Ed. 1213 (1940), and of course, observing one's
chosen Sabbath, Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965
(1963), or refusing to work on armaments. Thomas v. Review Board, 450 U.S. 707,
101 S.Ct. 1425, 67 L.Ed.2d 624 (1981).
There remains the question of which religious
conduct may not be burdened (and thus must be accommodated unless a compelling
interest justifies it), by government action. One theory would draw the line
between actions that are compelled or dictated by religious belief and those
that are merely motivated or influenced by these beliefs. "Not all actions
are necessarily required (duties) or forbidden (sins); religion addresses what
is 'better' as well as what is 'good.' " M. McConnell, Accommodation of
Religion, [1985] S.Ct.Rev. 1, 27 (discussing permissive rather than mandatory
accommodation).
*1079 The most expansive view of the Free
Exercise Clause would be to scrutinize any governmental burden on any activity
that is arguably religious and require a balancing test between the
government's interest and the burden on the activity. However, the Supreme
Court has never gone so far, especially in the context of the public schools.
The court has continued to struggle with the questions of which religious
actions are protected and how significant the burden on that activity must be
in order to trigger the strict scrutiny of the Free Exercise Clause. Wisconsin
v. Yoder, 406 U.S. 205, 92 S.Ct. 1526, 32 L.Ed.2d 15 (1972), held that the
state's compulsory schooling requirement unduly burdened the free exercise of
the religious beliefs of the Old Order Amish. The Court stressed that the Amish
mode of life was "essential," "fundamental," and
"central" to their religious beliefs and that their religious
community would be gravely endangered if not destroyed by the state
requirement. Id. at 218-19, 92 S.Ct. at 1534-35. While Yoder did not rest on
Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963), and was
decided before Thomas, its language is considerably less expansive as to the
exercise that should not be burdened than are those cases.
For me, the key fact is that the Court has
almost never interfered with the prerogative of school boards to set curricula,
based on free exercise claims. West Virginia State Board of Education v. Barnette,
319 U.S. 624, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943), may be the only case, and
even there a specific affirmation was required, implicating a non-religious
First Amendment basis, as well.
From a common sense view of the word
"burden," Sherbert and Thomas are very strong cases for plaintiffs.
In any sensible meaning of a burden, the burden in our case is greater than in
Thomas or Sherbert. Both of these cases involved workers who wanted
unemployment compensation because they gave up jobs based on their religious
beliefs. Their actual losses that the Court made good, the actual burden that
the Court lifted, was one or two thousand dollars at most. Although this amount
of money was certainly important to them, the Court did not give them their
jobs back. The Court did not guarantee they would get any future job. It only
provided them access to a sum of money equally with those who quit work for
other "good cause" reasons.
Here, the burden is many years of education,
being required to study books that, in plaintiffs' view, systematically
undervalue, contradict and ignore their religion. I trust it is not simply
because I am chronologically somewhat closer than my colleagues to the status
of the students involved here that I interpret the choice forced upon the
plaintiffs here as a "burden."
VI
However, constitutional adjudication,
especially for a lower court, is not simply a matter of common sense use of
words. We must determine whether the common sense burden on plaintiffs'
religious belief is, in the context of a public school curriculum, a
constitutional "burden" on their religious beliefs.
I do not support an extension by this court
of the principles of Sherbert and Thomas to cover this case, even though there
is a much stronger economic compulsion exercised by public schooling than by
any unemployment compensation system. I think the constitutional basis for
those cases is sufficiently thin that they should not be extended blindly. The
exercise there was of a narrow sort, and did not explicitly implicate the
purposes or methods of the program itself.
Running a public school system of today's
magnitude is quite a different proposition. A constitutional challenge to the
content of instruction (as opposed to participation in ritual such as magic chants,
or prayers) [FN8] is a challenge to the notion of a politically-controlled
school system. Imposing on school boards the delicate task of satisfying the
"compelling interest" test to *1080 justify failure to accommodate
pupils is a significant step. [FN9] It is a substantial imposition on the
schools to require them to justify each instance of not dealing with students'
individual, religiously compelled, objections (as opposed to permitting a
local, rough and ready, adjustment), [FN10] and I do not see that the Supreme
Court has authorized us to make such a requirement.
FN8. I agree with
the court's opinion that it would be unconstitutional to force students to
participate in what is, for them, a religious ritual contrary to their beliefs.
Ante, at 1064.
FN9. I do not
think there is any evidence that actually accommodating pupils in practice need
be as difficult as the state contends. Indeed, the state espouses a theory of rigidity (and finds alleged experts
to support it) that seems a bit ludicrous in this age of individualized
attention to many kinds of student language and interest. There was no evidence
of actual confusion or disruption from the accommodation that did take place.
FN10. In a dispute
in Panama City, Florida, teachers of a "critical reading" approach
specifically allowed students to opt-out of reading allegedly offensive books
in English class. There the opt-out was a way to try to get the school board
and objecting parents to allow the use of the books the teachers favored. Washington
Post, January 4, 1987, Magazine section at pp. 10, 13-14.
Our interpretation of these key phrases of
our Bill of Rights in the school context is certainly complicated by the fact
that the drafters of the Bill of Rights never contemplated a school system that
would be the most pervasive benefit of citizenship for many, yet which would be
very difficult to avoid. See, e.g., Jernigan v. State, 412 So.2d 1242
(Ala.1982), for the criminal conviction of Catholic parents who lived too far
from a Catholic school, and thus did not send their child to school.
The average public expenditure for a pupil in
Hawkins County is about 20% of the income of the average household there. Even
the modest tuition in the religious schools which some plaintiffs attended here
amounted to about a doubling of the state and local tax burden of the average
resident. [FN11] Had the Founders recognized the possibility of state
intervention of this magnitude, they might have written differently. However,
it is difficult for me to see that the words "free exercise of
religion," at the adoption of the Bill of Rights, implied a freedom from
state teaching, even of offensive material, when some alternative was legally
permissible. [FN12]
FN11. See City and
County Data Book, p. 515-16 (GPO, 1983); Statistical Abstract of United States,
table 215 (GPO, 107th ed. 1987).
FN12. As
guaranteed by the Supreme Court's decision in Pierce v. Society of Sisters, 268
U.S. 510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925).
Therefore, I reluctantly conclude that under
the Supreme Court's decisions as we have them, school boards may set curricula
bounded only by the Establishment Clause, as the state contends. Thus, contrary
to the analogy plaintiffs suggest, pupils may indeed be expelled if they will
not read from the King James Bible, so long as it is only used as literature,
and not taught as religious truth. See Abington School Dist. v. Schempp, 374
U.S. 203, 224- 25, 83 S.Ct. 1560, 1572-73, 10 L.Ed.2d 844 (1963); Donahoe v.
Richards, 38 Me. 379, 61 Am.Dec. 256 (1854). Contrary to the position of amicus
American Jewish Committee, Jewish students may not assert a burden on their
religion if their reading materials overwhelmingly provide a negative view of
Jews or factual or historical issues important to Jews, so long as such
materials do not assert any propositions as religious truth, or do not
otherwise violate the Establishment Clause.
The court's opinion well illustrates the
distinction between the goals and values that states may try to impose and
those they cannot, by distinguishing between teaching civil toleration of other
religions, and teaching religious toleration of other religions, ante, at 1069.
It is an accepted part of public schools to teach the former, and plaintiffs do
not quarrel with that. Thus, the state may teach that all religions have the
same civil and political rights, and must be dealt with civilly in civil
society. The state itself concedes it may not do the latter. It may not teach
as truth that the religions of others are just as correct as religions as
plaintiffs' own.
It is a more difficult question when, as
here, the state presents materialsthat plaintiffs sincerely believe preach
religious toleration of religions by consistent omission of plaintiffs'
religion and favorable presentation of opposing views. [FN13] Our *1081 holding
requires plaintiffs to put up with what they perceive as an unbalanced public
school curriculum, so long as the curriculum does not violate the Establishment
Clause. Every other sect or type of religious belief is bound by the same
requirement. The rule here is not a rule just for fundamentalist dissenters,
for surely the rule cannot be that when the school authorities disagree with
non-fundamentalist dissenters, the school loses (See, e.g., Epperson v.
Arkansas, 393 U.S. 97, 89 S.Ct. 266, 21 L.Ed.2d 228 (1968), Spence v. Bailey,
465 F.2d 797 (6th Cir.1972); Edwards v. Aguilard, --- U.S. ----, 107 S.Ct.
2573, 96 L.Ed.2d 510 (1986)), and when the school authorities disagree with
fundamentalists, the school wins (See, e.g., Mozert; Grove v. Mead School
Dist., 753 F.2d 1528 (9th Cir.1985); Wright v. Houston Ind. School District,
366 F.Supp. 1208 (S.D.Tex.1972)). Rather, unless the Supreme Court chooses to
extend the principle of Thomas to schools, the democratic principle must
prevail. [FN14]
FN13. For example,
they noted that of 47 stories referring to, or growing out of, religions
(including Islam, Buddhism, American Indian religion and nature worship), only
3 were Christian, and none Protestant. A competing reader even bowdlerized the
word "God" out of I.B. Singer's intensely religious stories. New York Times, August 2, 1987, Education
Life, pp. 20- 21.
FN14. Plaintiffs
are, of course, free to work politically and by education to change the school
curriculum, just as others worked and succeeded in making the changes to which
plaintiffs object.
Schools are very important, and some public
schools offend some people deeply. That is one major reason private schools of
many denominations-- fundamentalist, Lutheran, Jewish--are growing. [FN15] But
a response to that phenomenon is a political decision for the schools to make.
I believe that such a significant change in school law and expansion in the
religious liberties of pupils and parents should come only from Supreme Court
itself, and not simply from our interpretation. It may well be that we would
have a better society if children and parents were not put to the hard choice
posed by this case. But our mandate is limited to carrying out the commands of
the Constitution and the Supreme Court.
FN15. See B.
Cooper, The Changing Demography of Private Schools, in 16 Education and Urban
Society, 429-42 (Sage Publ.1984) (Between 1965 and 1983, enrollment in Lutheran schools grew 35%; in Jewish
schools 37%; in non-religious private schools 69% and in all non-Catholic
private schools over 130%, National Center for Educational Statistics (1983));
Charles Glenn (Massachusetts Director of Equal Educational Opportunity), Phi
Delta Kappan, Feb. 1987, p. 452; U.S. Department of Education, Digest of
Education Statistics, pp. 47-48.
I therefore concur in the result and reverse
the judgment of the District Court.
827 F.2d 1058, 56
USLW 2142, 102 A.L.R. Fed. 497, 41 Ed. Law Rep. 473